SFC-Licensed (R.O.) Responsible Officer (Type 9)



  • Strategize, supervise and implement Company’s fund business
  • Setup, plan and manage private equity or other fund structures
  • Managing portfolio, conduct research analysis to support portfolio investment decisions


Requirements :


  • Bachelor degree in Business or related disciplines;
  • Current SFC Type 9 R.O. License holder with minimum 2 - 3 years of supervisory experience in brokerage firm is highly preferred (Well experienced representative who is qualified to be applied for the R.O. will also be considered);
  • Strong business strategy sense with risk management mindset & skills, in-depth knowledge of Securities & Asset Management industries;
  • Good command of written and spoken English and Chinese and Putonghua