Fees & Charges
Customer Service

Category

Items

Transaction Items

Service Fee

Receipt / Payment Time

Trade-related services

Commission

—–

Ordinary trade:0.25% Min.HK$100 On or before settlement due date

Stamp Duty

—–

0.1% of transaction amount;
(Rounded up to nearest dollar)
On or before settlement due date

Trading Fee

—–

0.005%of transaction amount
(Rounded to nearest cent)
On or before settlement due date

Transaction Levy

—–

0.0027% of transaction amount
(Rounded to nearest cent)
On or before settlement due date

Scrip
Handling
and Settlement-
Related Services

Settlement Fee

—–

0.002% of transaction amount;
Min.HK$5,Max. HK$500
On or before settlement due date

Physical Deposit Fee

Others Free of Charge

—–

Custodian Fee

Negotiable

Physical withdrawal Fee

Withdrawal from CCASS HK$6 Per Board Lot Min. HK$50 Date of application

Settlement
Instruction Fee

Withdrawal via SI HK$5 Per Board Lot
Min. HK$50, Max. HK$500
Date of application

Investor Settlement Instruction Fee

Deposit / Withdrawal via ISI $5 Per transaction Date of application

Stock Segregated Account (with CCASS Statement ) Service Fee

HK$240 Per Year, plus Transaction Fee HK$10 Per Stock Transfer Instruction Date of application

Default fee on overdue short position

0.5% multiplied by the market value; maximum HK$100,000 for each position. On or before settlement due date

Nominee Services
and
Corporate Actions

Share Registration / Transfer

Share Registration and Transfer from Street Name to HKSCC Nominees
(Script Fee)
HK$3 Per Board Lot
  • Dividend payout date
  • Corporate event action date
For De-listed stock Owing to Liquidation / Expiry / Not Involving Issue of Stock Instruments Free of Charge

—–

Share Registration and Transfer from CCASS to Clients’ Own Names HK$10 Per Share Scrip
Min. HK$50
Date of application

Dividend / Coupon
Collection Fee

Dividend collection from CCASS on behalf of clients (including scrip dividend) 0.3% of dividend amount
Min. HK$10
Deducted from Dividend Proceed or Collected from Clients on payout date

Warrant Exercise Fee

Conversion of warrants into shares

HK$100 Per Application Date of application

Handling Share Consolidation / Split

Stock Consolidation / Splitting Free of Charge

—–

Handling of Rights Issue/Shares Under Takeover Bid / etc

Right Issue / Privatization / Merger and Acquisition HK$2 per Board Lot, plus
Handling Fee HK$10
Event Effective or Distribution Date

Unclaimed Benefit Entitlement

Claiming Unclaimed Dividend and Related Benefits (Irrespective of Successful or Not) Per Each Stock HK$800 for Initial Claim
HK$200 for Each Subsequent Claim
Date of application

Redemption Fee Of Hong Kong Government Bond

HK$60 Redemption Date

Other
Services

Mail Statement

HK$20 per month

E-Statement

Free

Retrieving Monthly Statements

Within 3 Months Free Date of application
4 – 12 Months HK$100 Per Copy Date of application
12 Months Beyond HK$200 Per Copy Date of application

IPO Application

Form Filling / EIPO Application $50 Date of application

Others

To Consult Cheque Record HK$100 Per Case Date of application
To Consult Dividend Record HK$100 Per Period Date of application
Returned Cheque HK$100 Per Transaction Date of application
Telegraphic Transfer HK$200 Date of application
Stop Cheque Payment HK$120 Per Transaction Date of application
Reference Letter / Audit Conformation HK$200 Per Transaction Date of application

The above charges are subject to revision from time to time without prior notice. For enquires, please contact our Customer Services Hotline at (852)

Effective Date: Apr. 2017